Christopher Mallon is a Vice President and Program Manager for The Capstone Planning Group. He is also an LPL Registered Principal and Investment Advisor. In this role, he helps oversee a variety of functions including business development, trading, compliance, and strategic initiatives. Mr. Mallon holds various licenses including his Series 7 Securities Brokers License, Series 65 Investment Advisor License, Series 63 State License, and Series 24 General Principles License.
Prior to joining The Capstone Planning Group, Mr. Mallon spent over a decade working at some of the industry's largest asset management companies. This included time as a Regional Sales Director for Putnam Investment where he oversaw a large Midwest territory responsible for over $300 million in annual sales. He also spent time as a Vice President and Advisor Consultant for Nuveen Investments, one of the worlds largest municipal bond managers. Both roles gave Mr. Mallon the opportunity to partner with professionals at almost every major broker-dealer in the industry including Merrill Lynch, Morgan Stanley, UBS, Wells Fargo, Ameriprise, Raymond James, Edward Jones and more. He has extensive experience positioning mutual funds, ETF's, managed accounts, stocks, and bonds within client portfolios. Clientele he has worked with includes business owners, high net-worth families, executives, non-profits, endowments, and foundations.
Mr. Mallon is a graduate of Providence College and currently resides in Sturbridge with his wife and three daughters. He is an active member of his community, serves as a Board Member for the United Way, and coaches Sturbridge Youth Soccer. In his spare time, he is an avid golfer, fly fisherman, and enjoys spending time outdoors.
The Capstone Planning Group | Located at Cornerstone Bank
Direct Phone: 508-764-0046
200 Charlton Road [Suite B]
Sturbridge, MA 01566
Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates. Cornerstone Bank, The Capstone Planning Group, and Capstone EDGE are not registered as a broker-dealer or investment advisor. Registered representatives of LPL offer products and services using The Capstone Planning Group or Capstone EDGE, and may also be employees of Cornerstone Bank. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Cornerstone Bank, The Capstone Planning Group, and Capstone EDGE.
Securities and insurance offered through LPL or its affiliates are:
Not Insured by FDIC or Any Other Government Agency | Not Bank Guaranteed | Not Bank Deposits or Obligations | May Lose Value
Conveniently located at Cornerstone Bank